Can you say Pru-chovia? Prudential Securities and Wachovia Securities are very close to an agreement to join forces, one that was scuttled earlier in the year, reportedly due to differences in who ...

“Prudential Securities is being investigated by the National Association of Securities Dealers for issues involving so-called late trading of mutual funds, according to people familiar with the matter ...

In June, Prudential Securities relaunched its Web site for the second time this year, with a new URL, www.prufn.com. The site is now called Prudential Financial Network. (The old URL will still get ...

CHARLOTTE - Wachovia Corp., energized by its integration with First Union Corp., is now plunging into a similar project for the brokerage joint venture it created July 1 with Prudential Securities.

Prudential Securities said Friday it will notify and offer remedies to customers who may have been affected by what it called "irregularities" in sales of annuities, as securities regulators ...

Federal and Massachusetts regulators Tuesday filed charges against seven former Prudential Securities employees, saying they defrauded mutual funds and made millions of dollars in improper trades, and ...

WASHINGTON — A jury in a Washington state court has found Prudential Securities Inc. not guilty of state securities fraud and other charges brought by bondholders in a lawsuit over $20 million of ...

The Securities and Exchange Commission (SEC) has fined former Prudential Securities executive Michael Rice and barred him from working in the securities industry for not putting a halt to improper ...

Prudential Securities Inc. agreed to pay $382,000 to settle charges that it didn’t have proper systems in place to catch a broker who allegedly caused investors to pay higher mutual fund commissions, ...